Asked by Ann Mary Martin on May 22, 2024

verifed

Verified

Market Data Corporation is required to file a registration statement with the Securities and Exchange Commission. This statement must contain

A) a copy of prospectuses to be provided to investors.
B) a description of securities being offered for sale.
C) a record of pre-registration sales in securities.
D) a statement that securities being offered for sale are worth the price.

Registration Statement

A set of documents, including a prospectus, that a company must file with the U.S. Securities and Exchange Commission before offering securities to the public.

Securities Exchange Commission

The Securities and Exchange Commission (SEC) is a U.S. federal agency responsible for regulating the securities industry, enforcing federal securities laws, and ensuring public companies disclose their financial information.

  • Master the guidelines for publicly held companies as per the Securities Act of 1933 and the Securities Exchange Act of 1934.
  • Grasp the significance of disclosure in the registration process and the consequences of misrepresentation.
verifed

Verified Answer

NS
Nonstop Surge77May 23, 2024
Final Answer :
B
Explanation :
A registration statement filed with the Securities and Exchange Commission (SEC) is required to include a description of the securities being offered for sale. This helps ensure transparency and provides potential investors with essential information about the securities in question.